Leaked source code of windows server 2003
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  1. **********************************************************************
  2. Windows Server 2003, Standard Edition
  3. Setup Text Files, Part 1 of 4:
  4. Getting Ready for an Upgrade or a New Installation
  5. **********************************************************************
  6. This part of the Setup text file series can help you plan for an
  7. installation or upgrade to Microsoft Windows Server 2003,
  8. Standard Edition, in a network with one to five servers and 100 or
  9. fewer clients. For help with planning the upgrade or installation of a
  10. larger number of servers, see the Microsoft Windows Server 2003
  11. Deployment Kit. You can view the Windows Deployment and Resource Kits
  12. on the Web at:
  13. http://www.microsoft.com/reskit/
  14. The following list of headings can help you find the planning
  15. information that applies to you. For information about running Setup,
  16. see Server4.TXT.
  17. In Server1.TXT:
  18. ---------------
  19. 1.0 Upgrades Compared to New Installations
  20. 2.0 System Requirements and Hardware Compatibility
  21. 3.0 Important Files to Review
  22. 4.0 Upgrades in a Domain Containing Windows 2000 Domain
  23. Controllers
  24. In Server2.TXT:
  25. ---------------
  26. 5.0 Upgrades in a Windows NT 4.0 Domain
  27. 6.0 Decisions to Make for a New Installation
  28. 7.0 Choosing a Licensing Mode
  29. In Server3.TXT:
  30. ---------------
  31. 8.0 Deciding Whether a Computer Will Contain More Than One
  32. Operating System
  33. 9.0 Choosing a File System for the Installation Partition
  34. 10.0 Planning Disk Partitions or Volumes for New Installations
  35. 11.0 Networks: TCP/IP, IP Addresses, and Name Resolution
  36. 12.0 Deciding Between Workgroups and Domains
  37. After completing the installation or upgrade of the first server, you
  38. can get detailed instructions about how to use products in the
  39. Windows Server 2003 family by opening Help and Support Center.
  40. To open Help and Support Center, click Start, and then click Help and
  41. Support.
  42. You can also view Help and Support Center topics on the Web at:
  43. http://www.microsoft.com/windowsserver2003/proddoc/
  44. ======================================================================
  45. 1.0 UPGRADES COMPARED TO NEW INSTALLATIONS
  46. ======================================================================
  47. This section compares upgrading to performing a new installation.
  48. Upgrading is either replacing Microsoft Windows NT 4.0 (with
  49. Service Pack 5 or later) with a product in the
  50. Windows Server 2003 family, or replacing
  51. Microsoft Windows 2000 with a product in the
  52. Windows Server 2003 family. Installing, in contrast with
  53. upgrading, means completely removing the previous operating system, or
  54. installing a product in the Windows Server 2003 family on a disk
  55. or disk partition with no previous operating system.
  56. The following lists describe items to consider when deciding between
  57. an upgrade and a new installation:
  58. Points to consider for an upgrade:
  59. ----------------------------------
  60. * With an upgrade, configuration is simpler, and your existing
  61. users, settings, groups, rights, and permissions are retained.
  62. * With an upgrade, you do not need to re-install files and
  63. applications. As with any major changes to the hard disk,
  64. however, it is recommended that you back up the disk before
  65. beginning an upgrade.
  66. * Before planning to perform an upgrade, see "Operating Systems
  67. from Which You Can Upgrade" later in this text file.
  68. * If you are upgrading in a domain that includes domain controllers
  69. running Windows 2000, be sure to read "Upgrades in a Domain
  70. Containing Windows 2000 Domain Controllers" later in this
  71. text file.
  72. * If you are upgrading in a domain where all domain controllers run
  73. Windows NT 4.0, be sure to read "Upgrades in a Windows NT 4.0
  74. Domain" in Server2.TXT.
  75. * If you want to upgrade and then use the same applications as
  76. before, be sure to review applications information in
  77. Relnotes.htm (in the \Docs folder on the Setup CD). Also, for the
  78. most recent information on compatible applications for products
  79. in the Windows Server 2003 family, see the software
  80. compatibility information in the Windows Catalog at:
  81. http://www.microsoft.com/windows/catalog/
  82. Points to consider for a new installation:
  83. ------------------------------------------
  84. * If you reformat your hard disk and then perform a new
  85. installation, the efficiency of your disk might improve
  86. (compared to not reformatting it). Reformatting also gives you
  87. the opportunity to modify the size or number of disk partitions,
  88. to make them match your requirements more closely.
  89. * If you want to practice careful configuration management, for
  90. example, for a server where high availability is important, you
  91. might want to perform a new installation on that server instead
  92. of an upgrade. This is especially true on servers on which the
  93. operating system has been upgraded several times in the past.
  94. * It is possible to install Windows Server 2003,
  95. Standard Edition, and also allow the computer to sometimes
  96. run another operating system. Setting up the computer this way,
  97. however, presents complexities because of file system issues.
  98. For more information, see "Deciding Whether a Computer Will
  99. Contain More Than One Operating System" in Server3.TXT.
  100. Note: If you want to install Windows Server 2003,
  101. Standard Edition, on a computer that previously ran an
  102. operating system released before Windows 2000:
  103. * Do not install Windows Server 2003, Standard
  104. Edition, on a compressed drive unless the drive was
  105. compressed with the NTFS file system compression
  106. utility. Uncompress a DriveSpace or DoubleSpace volume
  107. before running Setup on it.
  108. * If you used Windows NT 4.0 to create a volume set,
  109. mirror set, stripe set, or stripe set with parity, and
  110. you want to run Setup for Windows Server 2003,
  111. Standard Edition, on that computer, you must prepare the
  112. disk set first. For details, see "Working with Volume,
  113. Mirror, or Stripe Sets or Stripe Sets with Parity" in
  114. Server2.TXT.
  115. --------------------------------------------------
  116. 1.1 Operating Systems from Which You Can Upgrade
  117. --------------------------------------------------
  118. If you upgrade, Setup automatically installs Windows Server
  119. 2003, Standard Edition, into the same folder as the currently
  120. installed operating system. You can upgrade to Windows Server
  121. 2003, Standard Edition, from the following versions of Windows:
  122. * Windows NT Server 4.0 with Service Pack 5 or later
  123. * Windows NT Server 4.0, Terminal Server Edition, with Service Pack
  124. 5 or later
  125. * Windows 2000 Server.
  126. Remote Storage is not included on Windows Server 2003,
  127. Standard Edition. If you are using Windows 2000 Server with
  128. Remote Storage, you cannot upgrade to Windows Server 2003,
  129. Standard Edition. You can, however, upgrade to Windows
  130. Server 2003, Enterprise Edition, because Remote Storage is
  131. included in this product.
  132. If you have Windows 2000 Server with the Remote Storage component
  133. installed, but you are not using Remote Storage, you can remove
  134. the component (through Add/Remove Programs in Control Panel) and
  135. then upgrade to Windows Server 2003, Standard Edition.
  136. If you have Windows NT Server 4.0 Enterprise Edition, you can upgrade
  137. to Windows Server 2003, Enterprise Edition, but not Windows
  138. Server 2003, Standard Edition. Before upgrading from Windows NT 4.0,
  139. you must apply Service Pack 5 or later.
  140. Note: If you have a version of Windows NT earlier than 4.0, you
  141. cannot upgrade directly to a product in the Windows Server
  142. 2003 family. You must first upgrade to Windows NT 4.0 and apply
  143. Service Pack 5 before upgrading to a product in the Windows
  144. Server 2003 family.
  145. ======================================================================
  146. 2.0 SYSTEM REQUIREMENTS AND HARDWARE COMPATIBILITY
  147. ======================================================================
  148. Before upgrading or installing your server, make sure that you have
  149. chosen hardware that supports Windows Server 2003,
  150. Standard Edition.
  151. -------------------------
  152. 2.1 System Requirements
  153. -------------------------
  154. To ensure adequate performance, make sure that computers on which you
  155. install or upgrade to Windows Server 2003, Standard Edition, meet
  156. the following requirements:
  157. * One or more processors with a recommended minimum speed of 550
  158. MHz (minimum supported speed is 133 MHz). A maximum of four
  159. processors per computer is supported. Processors from the Intel
  160. Pentium/Celeron family, AMD K6/Athlon/Duron family, or compatible
  161. processors are recommended.
  162. * 256 megabytes (MB) of RAM recommended minimum (128 MB
  163. minimum supported; 4 gigabytes (GB) maximum).
  164. * A hard disk partition or volume with enough free space to
  165. accommodate the setup process. To ensure that you have
  166. flexibility in your later use of the operating system, it is
  167. recommended that you allow considerably more space than the
  168. minimum required for running Setup, which is approximately 1.25
  169. GB to 2 GB. The larger amount of space is required if you are
  170. running Setup across a network instead of from a CD-ROM, or if
  171. you are upgrading on a FAT or FAT32 partition (NTFS is the
  172. recommended file system).
  173. In addition, a domain controller upgrade from Windows NT 4.0
  174. could require much more space than other upgrades, because the
  175. existing user accounts database can expand by as much as a factor
  176. of ten during the upgrade, as Active Directory functionality
  177. is added.
  178. Note: The setup process requires the free disk space described
  179. in the previous paragraphs. After Setup is finished, actual
  180. hard disk space used for the operating system will be more
  181. than the free space required for Setup, because of space
  182. needed for the paging file, for any optional components you
  183. install, and (on domain controllers) for user accounts and
  184. other Active Directory information. The usual size for the
  185. paging file is 1.5 times the size of the RAM. For information
  186. about the paging file, optional components, user accounts, and
  187. information stored in Active Directory, see Help and Support
  188. Center. To open Help and Support Center, after completing
  189. Setup, click Start, and then click Help and Support.
  190. * VGA or higher-resolution monitor (Super VGA 800x600 or higher
  191. recommended), keyboard, and (optionally) a mouse or other
  192. pointing device.
  193. As an alternative, for operation without a monitor or keyboard,
  194. you can choose a remote diagnostic and support processor that is
  195. designed for products in the Windows Server 2003 family. For
  196. details, see the hardware compatibility information in the
  197. Windows Catalog at:
  198. http://www.microsoft.com/windows/catalog/
  199. For CD-ROM installation:
  200. * A CD-ROM or DVD drive.
  201. For network installation:
  202. * One or more network adapters and related cables that are designed
  203. for products in the Windows Server 2003 family. For details,
  204. see the hardware compatibility information in the
  205. Windows Catalog at:
  206. http://www.microsoft.com/windows/catalog/
  207. * A server from which to offer network access for the Setup files.
  208. For additional hardware-based functionality:
  209. * Appropriate hardware for the functionality you require. For
  210. example, if you require sound, you must have a compatible sound
  211. card with speakers or headphones, and if you plan to support
  212. network clients, the servers and clients must have appropriate
  213. network adapters and cables. For details about your hardware, see
  214. the hardware compatibility information in the Windows Catalog at:
  215. http://www.microsoft.com/windows/catalog/
  216. ----------------------------
  217. 2.2 Hardware Compatibility
  218. ----------------------------
  219. One of the most important steps to take before upgrading or
  220. installing your server is to confirm that your hardware is compatible
  221. with products in the Windows Server 2003 family. You can do this
  222. by running a preinstallation compatibility check from the Setup CD or
  223. by checking the hardware compatibility information at the Windows
  224. Catalog Web site. Also, as part of confirming hardware compatibility,
  225. check to see that you have obtained updated hardware device drivers
  226. and an updated system BIOS.
  227. Regardless of whether you run a preinstallation compatibility check,
  228. Setup checks hardware and software compatibility at the beginning of
  229. an installation or upgrade and displays a report if there
  230. are incompatibilities.
  231. Running a preinstallation compatibility check from the Setup CD
  232. ---------------------------------------------------------------
  233. You can run a hardware and software compatibility check from the
  234. Setup CD. The compatibility check does not require you to actually
  235. begin an installation or upgrade. To run the check, insert the Setup
  236. CD in the CD-ROM drive and, when a display appears, follow the prompts
  237. for checking system compatibility. You will be offered the option to
  238. download the latest Setup files (through Dynamic Update) when you run
  239. the check. If you have Internet connectivity, it is recommended that
  240. you allow the download.
  241. For more information about downloading the latest Setup files, see
  242. "Using Dynamic Update for Updated Drivers and Other Setup Files" later
  243. in this text file.
  244. Another way to run the compatibility check is to insert the Setup CD
  245. in the CD-ROM drive, open a command prompt, and type:
  246. d:\i386\winnt32 /checkupgradeonly
  247. where d represents the CD-ROM drive.
  248. Checking hardware and software compatibility information on the
  249. Microsoft Web site
  250. ---------------------------------------------------------------
  251. Another way to confirm that your hardware and software are designed
  252. for products in the Windows Server 2003 family is to check the
  253. hardware and software compatibility information in the Windows Catalog
  254. at:
  255. http://www.microsoft.com/windows/catalog/
  256. Note that one type of hardware no longer supported is the
  257. Micro Channel bus.
  258. Checking drivers and system BIOS
  259. --------------------------------
  260. Check that you have obtained updated drivers for your hardware
  261. devices and that you have the latest system BIOS. The device
  262. manufacturers can help you obtain these items. For information about
  263. the ACPI standard for the BIOS, see "Understanding ACPI BIOS" later in
  264. this text file.
  265. Finally, if you have devices that do not use Plug and Play, or you
  266. are aware that your Plug and Play devices are not implemented exactly
  267. to the standards, consider taking a device inventory of the hardware
  268. devices in your computer. For more information, see the next section,
  269. "Taking an Inventory of Devices That Do Not Use Plug and Play."
  270. 2.2.1 Taking an Inventory of Devices That Do Not Use Plug and Play
  271. -------------------------------------------------------------------
  272. This section describes steps you can take if the devices in your
  273. computer do not use Plug and Play technology. For important
  274. information about hardware compatibility (including the compatibility
  275. of devices), be sure to read "System Requirements" and "Hardware
  276. Compatibility" earlier in this text file. For specific information
  277. about using a mass storage controller (such as a SCSI, RAID, or Fibre
  278. Channel adapter) with a driver that was supplied by the manufacturer,
  279. see "Mass Storage Drivers and the Setup Process" in Server4.TXT.
  280. Products in the Windows Server 2003 family include Plug and Play
  281. technology so that devices (for example, video and network adapters)
  282. can be automatically recognized by the operating system, configuration
  283. conflicts are avoided, and you do not have to specify each device's
  284. settings by hand. However, if you have devices that do not use Plug
  285. and Play, or you are aware that your Plug and Play devices are not
  286. implemented exactly to the standards, you might want to take steps to
  287. avoid device configuration conflicts. This section describes steps you
  288. can take, if you choose, to understand your device configuration
  289. before running Setup.
  290. To take an inventory of your devices, use the existing operating
  291. system to obtain the current settings, such as memory address and
  292. interrupt request (IRQ), used with your devices. For example, with
  293. Windows NT 4.0, you can use Control Panel to view settings (on the
  294. Start menu, point to Settings, click Control Panel, and then
  295. double-click icons such as Network and Ports). You might also choose
  296. to view system BIOS information. To do this, watch the screen while
  297. starting the computer, and then press the appropriate key when
  298. prompted.
  299. At the beginning of an upgrade, the Setup program automatically takes
  300. a device inventory as well. For devices that do not use Plug and Play,
  301. or that are not implemented exactly to Plug and Play standards, taking
  302. your own inventory helps prevent the following difficulties:
  303. * If two or more adapters share IRQ settings or memory addresses,
  304. the Setup program might not be able to resolve the conflict. To
  305. prevent this, you can take one of two approaches.
  306. You can remove one of the adapters before running Setup and
  307. re-install it afterward. For information about installing and
  308. configuring adapters and other hardware devices, see Help and
  309. Support Center. To open Help and Support Center, after completing
  310. Setup, click Start, and then click Help and Support.
  311. As an alternative, you can modify one adapter's IRQ settings and
  312. memory addresses before running Setup, so that each adapter's
  313. settings are unique.
  314. * If adapters do not respond in a standard way to the attempts by
  315. Setup to detect or enumerate them, Setup might receive
  316. indecipherable or inaccurate information. In this case, you might
  317. need to remove these devices before running Setup, and re-install
  318. and configure them afterward. For information about installing
  319. and configuring adapters and other hardware devices, see Help and
  320. Support Center. To open Help and Support Center, after completing
  321. Setup, click Start, and then click Help and Support.
  322. The following table lists the kinds of information to gather if you
  323. have devices that do not use Plug and Play, and you decide to take a
  324. device inventory before starting Setup.
  325. ======================================================================
  326. ADAPTER INFORMATION TO GATHER
  327. ----------------------------------------------------------------------
  328. Video Adapter or chip set type and how many video adapters
  329. Network IRQ, I/O address, Direct Memory Address (DMA) if
  330. used, connector type (for example, BNC or twisted
  331. pair), and bus type
  332. SCSI Adapter model or chip set, IRQ, and bus type
  333. controller
  334. Mouse Mouse type and port (COM1, COM2, or PS/2) or USB
  335. I/O port IRQ, I/O address, and DMA (if used) for each I/O
  336. port
  337. Sound adapter IRQ, I/O address, and DMA
  338. Universal Which devices and hubs are attached
  339. serial bus (USB)
  340. PC card Which adapters are inserted and in which slots
  341. Plug and Play Whether enabled or disabled in BIOS
  342. BIOS settings BIOS revision and date
  343. External modem COM port connections (COM1, COM2, and so on)
  344. Internal modem COM port connections; for nonstandard
  345. configurations, IRQ and I/0 address
  346. Advanced Enabled or disabled; current setting
  347. Configuration
  348. and Power
  349. Interface
  350. (ACPI); Power
  351. Options
  352. PCI Which PCI adapters are inserted and in which
  353. slots
  354. 2.2.2 Understanding ACPI BIOS
  355. ------------------------------
  356. The basic input/output system (BIOS) is a set of software through
  357. which the operating system (or Setup) communicates with the computer's
  358. hardware devices. The Advanced Configuration and Power Interface
  359. (ACPI) is the current standard for the way the BIOS works. Products in
  360. the Windows Server 2003 family support not only ACPI-compliant
  361. BIOS versions, but also some BIOS versions based on older advanced
  362. power management (APM) and Plug and Play designs.
  363. Some ACPI-based BIOS versions are not compliant with the standard.
  364. The more recent the version of an ACPI BIOS, the more likely that it
  365. is compliant. An ACPI-based BIOS that is not compliant with the ACPI
  366. standard might not support workable communication between the
  367. operating system (or Setup) and your hardware. If workable
  368. communication is not supported, Setup stops and displays instructions
  369. for contacting your hardware manufacturer and taking other steps to
  370. solve the problem. If this happens, follow the instructions provided.
  371. To learn more about the ACPI compliance of your BIOS:
  372. * For information about your BIOS version, before running Setup,
  373. restart the computer and watch the text on the screen. Pay
  374. particular attention to blocks of text containing the words
  375. "BIOS" or "ACPI BIOS."
  376. * For information about BIOS versions for your hardware, check your
  377. hardware documentation and contact your hardware manufacturer.
  378. 2.2.3 Using Dynamic Update for Updated Drivers and Other Setup Files
  379. ---------------------------------------------------------------------
  380. If you have a working Internet connection on the computer on which
  381. you run Setup, you can choose Dynamic Update during Setup and obtain
  382. the most up-to-date Setup files, including drivers and other files.
  383. Whenever an important update is made to any crucial Setup file, that
  384. update is made available through Dynamic Update functionality built
  385. into the Windows Update Web site. Some of the updated files will be
  386. replacements (for example, an updated driver or updated Setup file)
  387. and some will be additions (for example, a driver not available at the
  388. time that the Setup CD was created). It is recommended that you use
  389. Dynamic Update when running Setup.
  390. Dynamic Update has been carefully designed so that it is reliable and
  391. easy to use:
  392. * The files on the Dynamic Update section of the Windows Update Web
  393. site have been carefully tested and selected. Only files that are
  394. important in ensuring that Setup runs well are made available
  395. through Dynamic Update. Files with minor updates that will not
  396. significantly affect Setup are not part of Dynamic Update.
  397. * Because Dynamic Update downloads only the files that are required
  398. for your computer, the Dynamic Update software briefly examines
  399. your computer hardware. No personal information is collected, and
  400. no information is saved. The only purpose is to select
  401. appropriate drivers for your hardware configuration. This keeps
  402. the download as short as possible and ensures that only necessary
  403. drivers are downloaded to your hard disk.
  404. * You can use Dynamic Update when running a preinstallation
  405. compatibility check from the product CD, or when running Setup
  406. itself. Either way, you obtain the most up-to-date files for
  407. running Setup. For information about running the compatibility
  408. check, see "Hardware Compatibility" earlier in this text file.
  409. * You can use Dynamic Update with unattended Setup. Preparing for
  410. this requires several steps. For a brief description of
  411. unattended Setup, see "Planning for Unattended Setup" in
  412. Server4.TXT. For details about how to use Dynamic Update with
  413. unattended Setup (also called automated installation), see
  414. "Automating and Customizing Installations" in the
  415. Windows Server 2003 Deployment Kit. You can view the
  416. Windows Deployment and Resource Kits on the Web at:
  417. http://www.microsoft.com/reskit/
  418. The Windows Update Web site offers a variety of updates that you can
  419. use after completing Setup. To learn more, go to:
  420. http://windowsupdate.microsoft.com/
  421. ======================================================================
  422. 3.0 IMPORTANT FILES TO REVIEW
  423. ======================================================================
  424. At some point in your planning process, before you run Setup,
  425. familiarize yourself with the Relnotes.htm file found in the \Docs
  426. folder on the CD for Windows Server 2003, Standard Edition.
  427. This file contains important usage information about topics such as
  428. application compatibility, hardware, or networking. Also familiarize
  429. yourself with information about hardware compatibility for products in
  430. the Windows Server 2003 family. For more information, see
  431. "Hardware Compatibility" earlier in this text file.
  432. For the most recent information on compatible applications for
  433. products in the Windows Server 2003 family, see the software
  434. compatibility information in the Windows Catalog at:
  435. http://www.microsoft.com/windows/catalog/
  436. ======================================================================
  437. 4.0 UPGRADES IN A DOMAIN CONTAINING WINDOWS 2000 DOMAIN CONTROLLERS
  438. ======================================================================
  439. If you are upgrading servers in a domain containing Windows 2000
  440. domain controllers, there are a few points to keep in mind. The
  441. following points are the most important:
  442. * The first step in planning the upgrade of a particular server is
  443. to check the compatibility of the hardware with products in the
  444. Windows Server 2003 family. For more information, see
  445. "Hardware Compatibility" earlier in this text file.
  446. * Before you upgrade the first domain controller in a domain where
  447. one or more domain controllers run Windows 2000, or add a domain
  448. controller running a product in the Windows Server 2003
  449. family, you must prepare the domain (and the forest in which it
  450. is located) using a simple tool on the Setup CD for Windows
  451. Server 2003, Standard Edition. For information, see "Preparing
  452. for Upgrades in a Domain Containing Windows 2000 Domain
  453. Controllers" later in this text file.
  454. Before preparing the domain (and the forest in which it is
  455. located), it is recommended that you apply Service Pack 2 or
  456. later to all domain controllers running Windows 2000.
  457. * If you have Internet Information Services (IIS) 5.0 installed on
  458. a server, when you upgrade the operating system, IIS is upgraded
  459. to IIS 6.0. However, for application compatibility, IIS runs in
  460. IIS 5.0 isolation mode after the upgrade. For more information
  461. about IIS isolation modes, see the IIS 6.0 Help.
  462. * After upgrading the first server, you can read topics in Help and
  463. Support Center about the features that are most useful to you in
  464. products in the Windows Server 2003 family.
  465. One concept to read about is domain and forest functional levels,
  466. which are levels of Active Directory functionality related to the
  467. mix of operating system versions on your domain controllers. As
  468. you complete domain controller upgrades and reduce the number of
  469. different operating system versions running on them, you can
  470. adjust the domain and forest functional levels appropriately.
  471. You can view Help and Support Center topics on the Web at:
  472. http://www.microsoft.com/windowsserver2003/proddoc/
  473. To view Help and Support Center on a server running Windows Server 2003,
  474. after completing Setup, click Start, and then click Help
  475. and Support.
  476. If you have servers running Windows NT, also review the
  477. following points:
  478. * Before running Setup, it is recommended that you review the file
  479. systems and partitions that exist on the server. You must have at
  480. least one NTFS partition on domain controllers. It is recommended
  481. that you use NTFS on all partitions on all the servers in the
  482. domain, because any FAT or FAT32 partition lacks many security
  483. features. For example, on FAT or FAT32 partitions, a shared
  484. folder can be protected only by the permissions set on that
  485. shared folder, not on individual files, and there is no software
  486. protection against local access to the partition. For more
  487. information, see "Reformatting or Converting a Partition to Use
  488. NTFS" in Server3.TXT.
  489. * If some of your domain controllers run Windows 2000 and some run
  490. Windows NT, it is recommended that you upgrade the Windows NT
  491. domain controllers as soon as is practical, to reduce the number
  492. of version differences between computers, simplify management and
  493. troubleshooting, and strengthen security.
  494. * Before you begin an upgrade from Windows NT 4.0, you must apply
  495. Service Pack 5 or later.
  496. * If you have servers or client computers that run Windows NT 3.51,
  497. it is recommended that you install or upgrade to a newer
  498. operating system on all these computers, or retire them from
  499. operation. If you have more than one domain, you must upgrade
  500. domain controllers running Windows NT 3.51 for reliable logon
  501. validation. In any case, upgrading or retiring computers running
  502. Windows NT 3.51 strengthens security and reduces the number of
  503. version differences between computers, simplifying management and
  504. troubleshooting.
  505. After the domain and forest are prepared, there are two stages in the
  506. upgrade of a domain controller. First you run Setup to upgrade the
  507. operating system and then, when Setup is complete, you run the Active
  508. Directory Installation Wizard (which appears on the screen the first
  509. time you log on).
  510. ---------------------------------------------------
  511. 4.1 Preparing for Upgrades in a Domain Containing
  512. Windows 2000 Domain Controllers
  513. ---------------------------------------------------
  514. Before beginning the first domain controller upgrade in a domain
  515. where one or more domain controllers run Windows 2000, you must first
  516. prepare the domain and the forest in which it is located. After
  517. preparing the domain, you can begin the domain upgrade through either
  518. of the following approaches:
  519. * Upgrade an existing domain controller to a product in the
  520. Windows Server 2003 family. (Be sure to check hardware
  521. compatibility first, as described in "Hardware Compatibility"
  522. earlier in this text file.)
  523. If you attempt to upgrade the first domain controller and you
  524. have not yet prepared the domain and the forest, Setup stops and
  525. a pop-up provides instructions.
  526. * Install Windows Server 2003, Standard Edition, on a member
  527. server in the domain, and start the Active Directory Installation
  528. Wizard to change the member server into a domain controller.
  529. If you install Windows Server 2003, Standard Edition, on a
  530. member server in the domain and start the Active Directory
  531. Installation Wizard, but you have not yet prepared the domain and
  532. the forest, the wizard stops and a pop-up provides instructions.
  533. For additional background information about this type of domain
  534. upgrade, see the previous section, "Upgrades in a Domain Containing
  535. Windows 2000 Domain Controllers."
  536. >>>TO PREPARE THE DOMAIN AND FOREST BEFORE UPGRADING A DOMAIN
  537. CONTAINING WINDOWS 2000 DOMAIN CONTROLLERS
  538. 1. Before carrying out this procedure, it is recommended that you
  539. apply Service Pack 2 or later to all domain controllers running
  540. Windows 2000.
  541. 2. Locate the server that is the schema master and the server that
  542. is the infrastructure master (they might be the same server).
  543. In a network of two to five servers (a network within the size
  544. of those discussed in this text file series), the schema master
  545. is usually the server on which you first installed or upgraded
  546. to Windows 2000. For information about identifying the schema
  547. master or the infrastructure master, search Windows 2000 Help
  548. for the topics called "Identify the schema master" and "Identify
  549. the infrastructure master." To view Windows 2000 Help, click
  550. Start and then click Help. You can also view
  551. Windows 2000 Help at:
  552. http://www.microsoft.com/windows2000/en/server/help/
  553. 3. Back up the schema master.
  554. You can back up other servers as well, as an appropriate part of
  555. preparing for upgrading, but be sure to back up the schema
  556. master just before taking the next step.
  557. 4. Disconnect the schema master from the network and do not
  558. reestablish the connection until step 9 in this procedure.
  559. 5. On the schema master, while Windows 2000 is running, insert the
  560. Setup CD for Windows Server 2003, Standard Edition, in the
  561. CD-ROM drive.
  562. 6. Open a command prompt, change to the CD-ROM drive, and change to
  563. the \i386 folder on the CD.
  564. 7. On the schema master, at the command prompt, type
  565. adprep /forestprep
  566. Note: To perform this step, you must be a member of the
  567. Enterprise Admins group and the Schema Admins group in
  568. Active Directory, or you must have been delegated the
  569. appropriate authority. As a security best practice, consider
  570. using Run as. Run as is a secondary logon method that you can
  571. use to start commands or programs using a different security
  572. context. For example, you can log on as a member of the Users
  573. group and, without logging off, run a command as a member of
  574. the Enterprise Admins group. To find more information in
  575. Windows 2000 about Run as, on a server running Windows 2000,
  576. click Start, click Help, click the Search tab, and then
  577. search for "runas."
  578. 8. After the preceding command has finished on the schema master,
  579. confirm that the preparation of the forest was successful. Steps
  580. you can take to do this include:
  581. * Confirm that no error messages have appeared.
  582. * Run any domain controller diagnostic tools that are available,
  583. for example, Dcdiag.exe, one of the tools available from the
  584. \Support\Tools folder on the Setup CD. Keep in mind that
  585. replication errors will appear while the domain controller is
  586. disconnected from the network.
  587. * Open Event Viewer and check the system log for errors or
  588. unexpected events.
  589. 9. Evaluate the information you gathered in the previous step and
  590. choose accordingly:
  591. * If adprep /forestprep ran without errors, reconnect the schema
  592. master to the network and continue with the next step of this
  593. procedure.
  594. * If adprep /forestprep ran but error messages provided
  595. instructions for additional steps to take, follow the
  596. instructions and then return to the confirmation process
  597. described in the previous step.
  598. * If adprep /forestprep did not run successfully, or diagnostic
  599. tools such as Dcdiag.exe revealed a significant problem,
  600. restore the schema master from backup and investigate the
  601. corrective steps necessary so that adprep /forestprep can be
  602. run successfully.
  603. 10. If the schema master is a different computer from the
  604. infrastructure master, wait for the changes made by adprep
  605. /forestprep to replicate from the schema master to the
  606. infrastructure master. Wait at least fifteen minutes, but allow
  607. longer (half a day or a day) if the schema and infrastructure
  608. masters are not at the same site. If you try to perform the
  609. domain preparation on the infrastructure master before the
  610. changes have replicated, Adprep will provide an error message
  611. to notify you that more time is needed.
  612. 11. On the infrastructure master, while Windows 2000 is running,
  613. insert the Setup CD for Windows Server 2003, Standard
  614. Edition, in the CD-ROM drive.
  615. 12. Open a command prompt, change to the CD-ROM drive, and change to
  616. the \i386 folder on the CD.
  617. 13. On the infrastructure master, type
  618. adprep /domainprep
  619. Note: To perform this step, you must be a member of the
  620. Domain Admins group or the Enterprise Admins group in
  621. Active Directory, or you must have been delegated the
  622. appropriate authority. As a security best practice, consider
  623. using Run as. Run as is described in the previous note in
  624. this section.
  625. 14. After the preceding command has finished on the infrastructure
  626. master, confirm that the preparation of the domain was
  627. successful. Steps you can take to do this include:
  628. * Confirm that no error messages have appeared.
  629. * Run any domain controller diagnostic tools that are available.
  630. * Open Event Viewer and check the system log for errors or
  631. unexpected events.
  632. 15. Evaluate the information you gathered in the previous step and
  633. choose accordingly:
  634. * If adprep /domainprep ran without errors, continue with the
  635. next step of this procedure.
  636. * If adprep /domainprep ran but error messages provided
  637. instructions for additional steps to take, follow the
  638. instructions and then return to the confirmation process
  639. described in the previous step.
  640. 16. Wait for the changes made by adprep /domainprep to replicate
  641. from the infrastructure master to other domain controllers. Wait
  642. at least fifteen minutes, but allow longer (half a day or a day)
  643. if you have a domain controller in a remote site. If you begin
  644. to upgrade one of the other domain controllers before the
  645. changes have replicated, a pop-up message will notify you that
  646. more time is needed.
  647. After you complete this procedure, you can leave your domain
  648. controllers running Windows 2000 for an indefinite length of time, or
  649. you can begin the domain controller upgrade immediately.
  650. Note: For information about upgrading multiple domains, see the
  651. Windows Server 2003 Deployment Kit.
  652. (additional Setup information in Server2.TXT)
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